Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown 20 times to over 2 million, and client assets have grown over 50 times to over €4 billion.
What you’ll do
Responsible for the implementation of the Firms market abuse framework.
Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.
Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance for secondary review as required.
Conduct in depth investigations into potential market abuse instances and improper activity in collaboration with the Dealing function.
Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance.
Assist with the drafting of STOR forms ready for submission to CySEC as required.
Promptly investigate and communicate operational issues arising from trade surveillance activities with relevant stakeholders, e.g., IT for data related issues.
Maintain and Make recommendations for enhancements to the internal market abuse framework.
Creating and delivering face to face market abuse training to the business as required.
What you need to have
Market abuse monitoring and surveillance experience within a financial services firm (brokerage firm is preferable).
Relevant experience in a trading, monitoring or surveillance position at a financial services firm ( brokerage is preferable).
Knowledge of market abuse regulation and conduct regulatory requirements and being able to identify risks in relation to potential Market Abuse is essential.
Knowledge of various investment products - equities, equity derivatives, FX, ETFs.
Strong IT skills familiar with using automated monitoring solutions / tools and Microsoft Word and Excel.
Knowledge of MAR surveillance systems is a plus.
What we offer
Challenges that will help you grow and realise your potential really fast
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart, spirited, helpful, high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package including annual bonuses
Are you ready to accelerate your career with us? We'd love to hear from you!
We thank all applicants, but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
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